Gihan Naddschar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gihan Naddschar was a registered financial professional .
Gihan is a previously registered financial professional and started their career in finance in 2003. Gihan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - February 23, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
July 2, 2013 - September 15, 2016
ICE BONDS SECURITIES CORPORATION
February 9, 2010 - March 8, 2013
GFI SECURITIES LLC
September 8, 2009 - February 9, 2010
ALADDIN CAPITAL LLC
January 26, 2009 - August 24, 2009
BANC OF AMERICA SECURITIES LLC
June 15, 2007 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2005 - April 26, 2007
J.P. MORGAN SECURITIES INC.
May 3, 2004 - April 13, 2005
COMMERZ MARKETS LLC
May 22, 2003 - March 8, 2004
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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