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Zana Lyn Lugo

Zana L. Lugo

STRATEGIC ADVISERS | Financial Consultant
SAN MATEO, CA
CRD#: 4654810
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Zana Lyn Lugo
Zana Lyn LugoSTRATEGIC ADVISERS

Professional summary

Zana Lyn Lugo, who also goes by Zana Lyn Lugo, Zana Lugo, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Mateo, California and FIDELITY BROKERAGE SERVICES LLC located in Burlingame, California.

Zana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Zana has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Through Financial Planning I help my clients work towards the goals that are important to them and their family. I am honored to join them on their journey.

Aliases

Zana Lyn Lugo | Zana Lugo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zana Lyn Lugo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Golden Gate University

Bachelor of Business Studies (BBS) - Finance

2015

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
SAN MATEO, CA
Current

June 18, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1411 Chapin Avenue, Burlingame, CA 94010
BD
CRD#: 7784
BURLINGAME, CA
Past

July 29, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BURLINGAME, CA
Past

September 5, 2019 - May 23, 2020

TD AMERITRADE, INC.

RIA
CRD#: 7870
CUPERTINO, CA
Past

September 5, 2019 - May 23, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Cupertino, CA
Past

September 5, 2019 - May 23, 2020

TD AMERITRADE, INC.

BD
CRD#: 7870
CUPERTINO, CA
Past

November 2, 2018 - August 7, 2019

OSAIC WEALTH, INC.

RIA
CRD#: 23131
REDWOOD CITY, CA
Past

November 2, 2018 - August 7, 2019

OSAIC WEALTH, INC.

BD
CRD#: 23131
REDWOOD CITY, CA
Past

February 9, 2018 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
REDWOOD CITY, CA
Past

February 9, 2018 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
REDWOOD CITY, CA
Past

March 18, 2013 - November 7, 2017

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
SAN MATEO, CA
Past

March 18, 2013 - November 7, 2017

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
SAN MATEO, CA
Past

September 26, 2003 - March 1, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN FRANCISCO, CA
Past

July 15, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 15, 2003 - March 1, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/12/2021)
RR
California
(7/23/2020)
IAR
California
(3/31/2025)
RR
Colorado
(5/9/2024)
RR
Connecticut
(12/2/2020)
RR
Florida
(3/4/2022)
RR
Georgia
(3/4/2022)
RR
Hawaii
(9/18/2024)
RR
Idaho
(8/23/2021)
RR
Illinois
(7/21/2023)
RR
Maryland
(3/31/2026)
RR
Massachusetts
(2/12/2021)
RR
Minnesota
(1/8/2026)
RR
Mississippi
(1/8/2025)
RR
Nevada
(6/4/2021)
RR
New Hampshire
(9/29/2023)
RR
New Jersey
(1/8/2026)
RR
North Carolina
(3/4/2022)
RR
Oregon
(4/9/2021)
RR
Tennessee
(10/8/2021)
RR
Texas
(12/2/2020)
IAR
Texas
(3/31/2025)
RR
Virginia
(2/12/2021)
RR
Washington
(2/12/2021)
RR
Wisconsin
(3/4/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/25/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/14/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555San Mateo, CA

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