KW
Kyuri Weng
PGIM INVESTMENTS LLC
Newark, NJ 07102
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CRD#: 4654784
KW
Professional summary
Kyuri Weng, who also goes by Kyuri Yi, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Kyuri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Kyuri has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyuri Yi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ST. HILDA'S AND ST. HUGH'S SCHOOL, NOT INVESTMENT RELATED. LOCATED AT 619 WEST 114TH ST. NEW YORK, NY 10025. CO-SECRETARY FOR THE PARENT ASSOCIATION EXECUTIVE COMMITTEE - TAKE MINUTES FOR MONTHLY MEETING. START DATE 08/31/2020. 1 TO 2 HOURS PER MONTH WITH 0 HOURS DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kyuri Weng's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2022 - Present
PGIM INVESTMENTS LLC
Office #1: 655 Broad Street Prudential Tower, Newark, NJ 07102RIA
CRD#: 105670
Newark, NJ
Current
April 13, 2022 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102BD
CRD#: 18353
Newark, NJ
Past
November 14, 2016 - April 5, 2022
INVESCO ADVISERS, INC.
RIA
CRD#: 105360
NEW YORK, NY
Past
June 1, 2010 - April 5, 2022
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
NEW YORK, NY
Past
February 9, 2010 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
NEW YORK, NY
Past
September 24, 2007 - February 9, 2010
MORGAN STANLEY DISTRIBUTION, INC.
BD
CRD#: 30344
NEW YORK, NY
Past
May 21, 2003 - September 18, 2007
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/13/2022)
RR
Alaska(4/13/2022)
RR
Arizona(4/13/2022)
RR
Arkansas(4/13/2022)
RR
California(4/13/2022)
RR
Colorado(4/13/2022)
RR
Connecticut(4/13/2022)
RR
Delaware(4/13/2022)
RR
District of Columbia(4/13/2022)
RR
Florida(4/13/2022)
RR
Georgia(4/13/2022)
RR
Hawaii(4/13/2022)
RR
Idaho(4/13/2022)
RR
Illinois(4/13/2022)
RR
Indiana(4/13/2022)
RR
Iowa(4/13/2022)
RR
Kansas(4/13/2022)
RR
Kentucky(4/13/2022)
RR
Louisiana(4/13/2022)
RR
Maine(4/13/2022)
RR
Maryland(4/13/2022)
RR
Massachusetts(4/13/2022)
RR
Michigan(4/13/2022)
RR
Minnesota(4/13/2022)
RR
Mississippi(4/13/2022)
RR
Missouri(4/13/2022)
RR
Montana(4/13/2022)
RR
Nebraska(4/13/2022)
RR
Nevada(4/13/2022)
RR
New Hampshire(4/13/2022)
RR
New Jersey(4/13/2022)
IAR
New Jersey(4/13/2022)
RR
New Mexico(4/13/2022)
RR
New York(4/13/2022)
RR
North Carolina(4/13/2022)
RR
North Dakota(4/13/2022)
RR
Ohio(4/13/2022)
RR
Oklahoma(4/13/2022)
RR
Oregon(4/13/2022)
RR
Pennsylvania(4/13/2022)
RR
Rhode Island(4/13/2022)
RR
South Carolina(4/13/2022)
RR
South Dakota(4/13/2022)
RR
Tennessee(4/13/2022)
RR
Texas(4/13/2022)
RR
Utah(4/13/2022)
RR
Vermont(4/13/2022)
RR
Virginia(4/13/2022)
RR
Washington(4/13/2022)
RR
West Virginia(4/13/2022)
RR
Wisconsin(4/13/2022)
RR
Wyoming(4/13/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
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Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 802-9908
Established
Firm type
Fiscal year end
# of Employees
490
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
