Lisa J. Gamble

WALTON FINANCIAL

Birmingham, AL 35243

CRD#: 4654650

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Professional summary

Lisa Jean Gamble, who also goes by Lisa Jean Griffin, Lisa Jean Murphree, is a registered financial advisor currently at WALTON FINANCIAL located in Birmingham, Alabama.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Lisa has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Jean Griffin | Lisa Jean Murphree

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Jean Gamble's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2026 - Present

WALTON FINANCIAL

Office #1: 1800 International Park Drive Suite 10, Birmingham, AL 35243

RIA

CRD#: 331634

Birmingham, AL

Past

December 2, 2019 - July 1, 2026

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Birmingham, AL

Past

December 2, 2019 - July 1, 2026

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Birmingham, AL

Past

June 30, 2014 - December 3, 2019

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Birmingham, AL

Past

June 30, 2014 - December 3, 2019

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Birmingham, AL

Past

September 10, 2010 - June 30, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BIRMINGHAM, AL

Past

September 3, 2010 - June 30, 2014

OSAIC SERVICES, INC.

CRD#: 133763

BIRMINGHAM, AL

Past

June 6, 2008 - March 21, 2011

THE MCGRIFF ALLIANCE

RIA

CRD#: 131477

BIRMINGHAM, AL

Past

March 26, 2008 - September 3, 2010

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

February 11, 2008 - March 20, 2008

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

URBANDALE, IA

Past

February 15, 2005 - December 31, 2007

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

BIRMINGHAM, AL

Past

December 9, 2003 - February 11, 2005

VERITRUST FINANCIAL, LLC

RIA

CRD#: 106594

TUSCALOOSA, AL

Past

May 5, 2003 - February 11, 2005

VERITRUST FINANCIAL, LLC

CRD#: 106594

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WALTON FINANCIAL

CRD#: 331634 / SEC#: 801-130481

RIA

Registered Investment Advisory firm - (6/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(6/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/2/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WALTON FINANCIAL

CRD#: 331634 / SEC#: 801-130481

RIA

Registered Investment Advisory firm - (6/14/2024 Approved)

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Contact information

Main Address

2564 18th Street South, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-0154

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WALTON ADV 2A FEBRUARY 2026 (2/6/2026)

Regulatory assets under management

Total Number of Accounts	526
AUM (Assets Under Management)	$ 182,903,769

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa J. Gamble

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Jean Gamble's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

THE MCGRIFF ALLIANCE

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

INTEGRITY ALLIANCE, LLC.

SECURITIES SERVICE NETWORK, LLC

VERITRUST FINANCIAL, LLC

VERITRUST FINANCIAL, LLC

Primary Firm SEC Registration

WALTON FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2003

Series 63

Date: 5/23/2003

SIE

Date: 10/1/2018

Series 6

Date: 5/2/2003

Current Firm

WALTON FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WALTON FINANCIAL

TRUST BUT VERIFY

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