Sonia H. Mintun

ANCORA ADVISORS LLC

Mayfield Heights, OH 44124

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CRD#: 4654202

Professional summary

Sonia Hosono Mintun, who also goes by Sonia Hosono, Sony Mintun, is a registered financial advisor currently at ANCORA ADVISORS LLC located in Mayfield Heights, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio.

Sonia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sonia has worked at 5 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sonia Hosono | Sony Mintun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonia Hosono Mintun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2010 - Present

ANCORA ADVISORS LLC

Office #1: 6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124

RIA

CRD#: 124674

Mayfield Heights, OH

Current

January 15, 2016 - Present

INVERNESS SECURITIES, LLC

Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124

CRD#: 129914

Cleveland, OH

Past

April 9, 2013 - December 31, 2015

SAFEGUARD SECURITIES, INC.

CRD#: 31256

MAYFIELD HEIGHTS, OH

Past

May 26, 2010 - April 9, 2013

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

April 27, 2004 - November 2, 2011

FIRST FIDUCIARY INVESTMENT COUNSEL INC

RIA

CRD#: 111144

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCORA ADVISORS LLC

ANCORA | NONE | ANCORA ADVISORS LLC

CRD#: 124674 / SEC#: 801-61770

RIA

Registered Investment Advisory firm - (1/30/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(2/1/2010)

Ohio
(1/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANCORA ADVISORS LLC

ANCORA | NONE | ANCORA ADVISORS LLC

CRD#: 124674 / SEC#: 801-61770

RIA

Registered Investment Advisory firm - (1/30/2003 Approved)

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Contact information

Main Address

6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124

Mailing Address

Phone number

(216) 825-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCORA ADVISORS LLC FORM ADV PART 2A DTD 12-31-2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 4,478,947,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sonia H. Mintun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonia Hosono Mintun's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCORA ADVISORS LLC

INVERNESS SECURITIES, LLC

SAFEGUARD SECURITIES, INC.

AMERICA NORTHCOAST SECURITIES, INC.

FIRST FIDUCIARY INVESTMENT COUNSEL INC

Primary Firm SEC Registration

ANCORA ADVISORS LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 5/25/2010

FINRA

Current Firm

ANCORA ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCORA ADVISORS LLC

TRUST BUT VERIFY

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