Michael N. Lauer

CETERA INVESTMENT ADVISERS LLC

MAPLE GROVE, MN 55369

Some features on this profile are disabled

CRD#: 4652847

Professional summary

Michael Nathan Lauer, CFP®, who also goes by Mike Lauer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Maple Grove, Minnesota and CETERA WEALTH SERVICES, LLC located in Bloomington, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Lauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Nathan Lauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 101 Broadway Street West Suite 103, Maple Grove, MN 55369Office #2: 3800 American Blvd W Suite 1500, Bloomington, MN 55431

RIA

CRD#: 105644

MAPLE GROVE, MN

Current

July 3, 2017 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 3800 American Blvd W Suite 1500, Bloomington, MN 55431Office #2: 101 Broadway Street West Suite 103, Maple Grove, MN 55369

CRD#: 13572

Bloomington, MN

Past

July 10, 2017 - September 9, 2019

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Edina, MN

Past

July 6, 2017 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

July 1, 2013 - June 12, 2017

CAPSTONE ADVISORY GROUP LLC

RIA

CRD#: 153443

EDINA, MN

Past

August 13, 2010 - June 20, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Edina, MN

Past

June 3, 2005 - September 14, 2010

CAPITALQUEST SECURITIES, INC.

CRD#: 7699

FOREST LAKE, MN

Past

November 5, 2003 - June 6, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/11/2025)

Colorado
(5/21/2018)

Florida
(8/23/2017)

Iowa
(7/12/2022)

Michigan
(1/7/2020)

Minnesota
(7/3/2017)

IAR

Minnesota
(6/29/2023)

South Carolina
(4/17/2025)

South Dakota
(8/18/2021)

Tennessee
(9/15/2022)

Texas
(8/23/2017)

IAR

Texas
(6/29/2023)

Utah
(9/24/2025)

Virginia
(5/6/2024)

Wisconsin
(7/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael N. Lauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Nathan Lauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

ADVISORNET WEALTH PARTNERS

CETERA WEALTH SERVICES, LLC

CAPSTONE ADVISORY GROUP LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAPITALQUEST SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2003

Series 24

Date: 10/26/2011

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors