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KM

Kevin P. Meehan

ALT FUND DISTRIBUTORS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4652695
KM

Professional summary


Kevin Patrick Meehan, who also goes by Kevin P. Meehan, is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York and GENERAL WELLINGTON CAPITAL LLC located in New York, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kevin has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kevin P. Meehan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kevin Patrick Meehan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 14, 2016 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 15 B, New York, NY 10017
BD
CRD#: 146547
New York, NY
Current

June 27, 2016 - Present

GENERAL WELLINGTON CAPITAL LLC

Office #1: 295 Madison Avenue 43rd Floor, New York, NY, 10017
BD
CRD#: 282139
New York, NY
Past

November 5, 2014 - October 13, 2015

ALT FUND DISTRIBUTORS LLC

BD
CRD#: 146547
New York, NY
Past

October 31, 2003 - February 28, 2017

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/27/2016)
RR
Puerto Rico
(5/27/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 12/15/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GW
GENERAL WELLINGTON CAPITAL LLC
GENERAL WELLINGTON CAPITAL LLC

CRD#: 282139 / SEC#: , 8-69705

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
295 Madison Avenue 43rd Floor, New York, NY, 10017
Mailing Address
295 Madison Avenue 43rd Floor, New York, NY, 10017
Phone number
(212) 803-7150
Established
New York since 11/06/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MCLANE, MICHAEL COLINCEO, COO, MD4461016
MEEHAN, KEVIN PATRICKCCO, FINOP4652695

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GENERAL WELLINGTON CAPITAL LLC

CRD#: 282139New York, NY 10017

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