Kenneth L. Gleason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Lawrence Gleason JR., who also goes by Kenneth Lawrence Gleason, Kenneth Gleason, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2003. Kenneth had worked at 5 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2022 - January 3, 2023
CITADEL CLEARING LLC
May 8, 2015 - July 8, 2020
GOLDMAN SACHS & CO. LLC
May 20, 2010 - May 4, 2015
DEUTSCHE BANK SECURITIES INC.
May 6, 2008 - March 25, 2010
VIRTU ITG LLC
March 11, 2005 - May 8, 2008
CREDIT SUISSE SECURITIES (USA) LLC
June 5, 2003 - March 29, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 57TO
Date: 3/13/2022
Securities Trader ExamSeries 55
Date: 7/2/2003
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL CLEARING LLC
CRD#: 172693 / SEC#: , 8-69521
Contact information
Documents
Red Flags
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