Jeffrey T. Harris
Professional summary
Jeffrey Thomas Harris, who also goes by Jeff T Harris, Jeffrey T Harris, is a registered financial professional currently at ETC BROKERAGE SERVICES, LLC located in Greenwood Village, Colorado.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 3 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Thomas Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2024 - Present
ETC BROKERAGE SERVICES, LLC
Office #1: 6000 Greenwood Plaza Blvd. Suite 100, Greenwood Village, CO 80111October 17, 2016 - February 9, 2024
CHARLES SCHWAB & CO., INC.
September 10, 2008 - May 19, 2016
CURIAN CLEARING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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