Kristina M. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Marie Krause, who also goes by Kristina M Freisem, Kristina M Jensen, Kristina Marie Jensen, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 2003. Kristina had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2016 - December 31, 2017
PURSHE KAPLAN STERLING INVESTMENTS
March 14, 2013 - November 24, 2015
MORGAN STANLEY
March 14, 2013 - November 24, 2015
MORGAN STANLEY
January 10, 2013 - February 13, 2013
GENEOS WEALTH MANAGEMENT, INC.
January 8, 2013 - February 13, 2013
GENEOS WEALTH MANAGEMENT, INC.
April 28, 2006 - September 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2006 - September 14, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2005 - March 28, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
September 14, 2005 - March 28, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 5, 2004 - June 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 15, 2003 - June 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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