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JR

Jay A. Rosenberg

ARRIVAL CAPITAL MANAGEMENT LLC
New York, NY 10128
Some features on this profile are disabled
CRD#: 4651520
JR

Professional summary

Jay Arthur Rosenberg is a registered financial advisor currently at ARRIVAL CAPITAL MANAGEMENT LLC located in New York, New York.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jay has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Arthur Rosenberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2021 - Present

ARRIVAL CAPITAL MANAGEMENT LLC

Office #1: 1449 Lexington Avenue Office 2.s, New York, NY 10128
RIA
CRD#: 126547
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ARRIVAL CAPITAL MANAGEMENT LLC
ARRIVAL CAPITAL MANAGEMENT LLC

CRD#: 126547 / SEC#: 801-132523

RIA
Registered Investment Advisory firm - (5/30/2025 Approved)
New York
Registered Investment Advisory firm - (4/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/16/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/18/2003
Uniform Investment Adviser Law Examination

Current Firm

AC
ARRIVAL CAPITAL MANAGEMENT LLC
ARRIVAL CAPITAL MANAGEMENT LLC

CRD#: 126547 / SEC#: 801-132523

RIA
Registered Investment Advisory firm - (5/30/2025 Approved)
New York
Registered Investment Advisory firm - (4/28/2003 Approved)
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Contact information

Main Address
1449 Lexington Avenue Office 2.s, New York, NY 10128
Mailing Address
Phone number
(212) 369-1700
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARRIVAL CAPITAL MANAGEMENT BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts65
AUM (Assets Under Management)$ 38,219,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARRIVAL CAPITAL MANAGEMENT LLC

CRD#: 126547New York, NY 10128

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