Richard W. Dinsmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Wilson Dinsmore JR., who also goes by Richard Wilson Dinsmore, Rick Dinsmore, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2002. Richard had worked at 5 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - July 20, 2018
LAKE STREET ADVISORS
September 4, 2012 - April 20, 2017
LAKE STREET ADVISORS, LLC
June 4, 2012 - September 6, 2012
WELLS FARGO CLEARING SERVICES, LLC
December 17, 2004 - October 15, 2010
CALIBRE ADVISORY SERVICES INC.
March 15, 2002 - December 16, 2004
TANAGER FINANCIAL SERVICES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE STREET ADVISORS
CRD#: 288300 / SEC#: 801-110455
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,858 |
| AUM (Assets Under Management) | $ 3,108,813,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 10/31/2023 | ||
| 02/08/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
