Kevin J. Kale

SWS PARTNERS

COLUMBUS, OH 43215

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CRD#: 4651271

Professional summary

Kevin Joseph Kale, who also goes by Kevin Joseph Kale Mr., is a registered financial advisor currently at SWS PARTNERS, LLC located in Columbus, Ohio.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kevin has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Joseph Kale Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Joseph Kale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2026 - Present

SWS PARTNERS, LLC

Office #1: 230 West Street Suite 500, Columbus, OH 43215

RIA

CRD#: 281838

COLUMBUS, OH

Past

November 5, 2020 - April 16, 2023

INVERNESS SECURITIES, LLC

CRD#: 129914

CLEVELAND, OH

Past

October 14, 2020 - April 16, 2023

ANCORA PRIVATE WEALTH ADVISORS, LLC

RIA

CRD#: 124845

CLEVELAND, OH

Past

October 26, 2018 - February 1, 2019

WEALTHSTONE ADVISORS

RIA

CRD#: 110725

COLUMBUS, OH

Past

March 26, 2018 - October 23, 2018

HALITE PARTNERS, LLC

RIA

CRD#: 289182

COLUMBUS, OH

Past

January 27, 2006 - December 31, 2013

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

RIA

CRD#: 106652

DUBLIN, OH

Past

July 24, 2003 - March 15, 2018

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

DUBLIN, OH

Past

June 25, 2003 - March 15, 2018

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

GRANVILLE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SWS PARTNERS, LLC

AHD, LLC | SWS PARTNERS, LLC | SWS INSTITUTIONAL ASSET MANAGEMENT LLC | SWS INSTITUTIONAL ASSET MANAGEMENT

CRD#: 281838 / SEC#: 801-107254

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

Ohio

Registered Investment Advisory firm - (3/16/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/26/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 6

Date: 7/23/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 3/27/2015

NFA Branch Manager Examination

Current Firm

SWS PARTNERS, LLC

AHD, LLC | SWS PARTNERS, LLC | SWS INSTITUTIONAL ASSET MANAGEMENT LLC | SWS INSTITUTIONAL ASSET MANAGEMENT

CRD#: 281838 / SEC#: 801-107254

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

Ohio

Registered Investment Advisory firm - (3/16/2016 Terminated)

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Contact information

Main Address

230 West Street Suite 500, Columbus, OH 43215

Mailing Address

Phone number

(614) 670-5733

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWS WEALTH MANAGEMENT WRAP BROCHURE (3/28/2025)

SWS FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	559
AUM (Assets Under Management)	$ 359,732,579

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2026	Cover Page	Report
04/07/2025	Cover Page	Report
05/15/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Kale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Joseph Kale's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVERNESS SECURITIES, LLC

ANCORA PRIVATE WEALTH ADVISORS, LLC

WEALTHSTONE ADVISORS

HALITE PARTNERS, LLC

MANNING & NAPIER ADVISORY ADVANTAGE COMPANY, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

MANNING & NAPIER ADVISORS, LLC

Primary Firm SEC Registration

SWS PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2026

Series 63

Date: 6/19/2003

SIE

Date: 3/15/2018

Series 3

Date: 1/26/2015

Series 6

Date: 7/23/2003

Series 30

Date: 3/27/2015

Current Firm

SWS PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SWS PARTNERS, LLC

TRUST BUT VERIFY

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