Michael S. Lindley
Professional summary
Michael Shane Lindley is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Southington, Connecticut.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Shane Lindley's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2020 - Present
SAYBRUS EQUITY SERVICES, LLC
April 24, 2019 - May 11, 2020
SAYBRUS EQUITY SERVICES, LLC
September 27, 2018 - April 30, 2019
THE O.N. EQUITY SALES COMPANY
March 15, 2016 - October 7, 2016
W&S BROKERAGE SERVICES, INC.
May 14, 2013 - December 28, 2015
MML INVESTORS SERVICES, LLC
October 11, 2012 - May 6, 2013
NYLIFE SECURITIES LLC
July 3, 2012 - September 20, 2012
P.J. ROBB VARIABLE, LLC
March 16, 2011 - September 21, 2011
THE LEADERS GROUP, INC.
January 25, 2005 - February 1, 2011
JBS LIBERTY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/18/2020)
(8/18/2020)
(8/24/2020)
(9/16/2020)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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