Jana M. Thompson
Professional summary
Jana Mary Thompson, who also goes by Jana Mary Bialon, Jana Thompson, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Mechanicsburg, Pennsylvania.
Jana is registered as a RR (Registered Representative) and started their career in finance in 2003. Jana has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jana Mary Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 100 Sterling Parkway Suite 107, Mechanicsburg, PA 17050February 17, 2016 - August 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2015 - August 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 17, 2004 - April 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 28, 2003 - April 7, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2019)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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