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James B Cox

AIF®, CFP®
KINTRA INVESTMENTS
MARYSVILLE, OH
·CRD# 4650773·23 years experience

Professional Summary

James B Cox, AIF®, CFP® is a registered financial advisor currently at KINTRA INVESTMENTS, LLC located in Marysville, Ohio and KINTRA WEALTH, LLC located in Marysville, Ohio. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2006

Years of Experience

23 years in the financial services industry

Current & Past Employments

Current

KINTRA INVESTMENTS, LLCCurrent·CRD# 328478
RIA
127 W. 5th Street, Marysville, OH 43040
December 21, 2023 - Present
KINTRA WEALTH, LLCCurrent·CRD# 299407
RIA
127 W 5th Street, Marysville, OH 43040
March 2, 2026 - Present

Past

COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
RIA
Marysville, OH
January 23, 2007 - December 31, 2023
COMMONWEALTH FINANCIAL NETWORKPast·CRD# 8032
BD
Marysville, OH
January 22, 2007 - December 31, 2023
OSAIC FA, INC.Past·CRD# 3978
RIA
Marysville, OH
March 2, 2004 - January 23, 2007
OSAIC FA, INC.Past·CRD# 3978
BD
Marysville, OH
March 2, 2004 - January 23, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANYPast·CRD# 2580
BD
Fort Wayne, IN
March 2, 2004 - May 31, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Columbus, OH
December 4, 2003 - February 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
June 30, 2003 - February 17, 2004

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Current Firm

KW
KINTRA WEALTH, LLC

EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC

CRD#: 299407 / SEC#: 801-114485
RIA
Registered Investment Advisory firm - SEC (1/28/2019 Approved)

Contact Information

Main Address

1000 Commerce Park Drive Suite 416, Williamsport, PA 17701

Phone Number

(570) 601-6960

# of Employees

60

SEC notice filing (29 States and Territories)

Registered to provide investment advisory services in 29 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 KINTRA WEALTH PART 2A (7/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

6,309

AUM (Assets Under Management)

$1,501,009,982

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Fixed insurance sales; as an agent under the dba name McCarthy & Cox Retirement & Estate Specialists; as of 03/2002, 25% of time spent during business hours, Conducted at branch location; Investment related. 2. Co-Owner, McCarthy & Cox Properties, LLC, a real estate holding company; as of 04/01/2015, 1% of time spent during business hours, Conducted at branch location; Investment related. 3. Managing Member and Co-Owner, Bug & Bear Holdings, LLC, a private entity established as a holding company of two other private entities which together own, manage, and operate a golf course; principal office located in Marysville, OH 43040; as of 09/01/2017; approximately 10% time spent during business hours; Not conducted at branch location; Investment related. 4. Member and Co-Owner (through Bug & Bear Holdings, LLC) of Fuzz & B Enterprises, LLC, a private entity established for the purpose of owning the land and equipment that operates a golf course located at 17483 Robinson Road, Marysville, OH 43040; as of 09/07/2017; approximately less than 1% time spent during business hours; Not conducted at branch location; Investment related. 5. Member and Co-Owner (through Bug & Bear Holdings, LLC) of The Ridge Golf and Gardens, LLC, a private entity established as an operating company for a golf course located at 17487 Robinson Road, Marysville, OH 43040; as of 09/07/2017; approximately 10% time spent during business hours; Not conducted at branch location; Investment related. 6. Owner, Fuzz Properties, LLC, an entity created for the purpose of buying and managing commercial real estate at 16845 Raintree Dr Marysville OH 43040, as of 07/09/2023; Less than 1% of time spent during business hours; Conducted at branch; Not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KINTRA WEALTH, LLC

EVERGREEN WEALTH SOLUTIONS | WARREN WEALTH | TUPLER FINANCIAL | REMBRANDT FINANCIAL GROUP | MCCARTHY & COX RETIREMENT & ESTATE SPECIALISTS | LORING ADVISORY GROUP | KINTRA WEALTH, LLC | KINTRA INSTITUTIONAL | KINTRA EXITS | EVERGREEN WEALTH SOLUTIONS, LLC

CRD#: 299407 / SEC#: 801-114485
RIA
Registered Investment Advisory firm - SEC (1/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(12/22/2023)
IAR
Texas
(12/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2014About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view James B Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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