Kimball B. Halsey

COMMONS CAPITAL

Concord, MA

Some features on this profile are disabled

CRD#: 4650566

Professional summary

Kimball Bullard Halsey is a registered financial advisor currently at COMMONS CAPITAL, LLC located in Concord, Massachusetts.

Kimball is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kimball has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) On a temporary and transitional basis, Mr. Halsey will be dually-registered as an Investment Advisor Representative ("IAR") with Commons Capital, LLC ("Commons Capital") and Radius Capital Management, LLC ("Radius Capital"). Commons Capital and Radius Capital are not affiliated entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Bullard Halsey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 24, 2024 - Present

COMMONS CAPITAL, LLC

RIA

CRD#: 165738

Concord, MA

Past

April 26, 2004 - February 11, 2025

RADIUS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 131339

Concord, MA

Past

July 17, 2003 - March 31, 2004

HALSEY ADVISORY AND MANAGEMENT, LLC

RIA

CRD#: 109799

CAMBRIDGE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMONS CAPITAL, LLC

COMMONS CAPITAL ADVISORS, LLC | COMMONS CAPITAL, LLC

CRD#: 165738 / SEC#: 801-113208

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (11/12/2018 Terminated)

New York

Registered Investment Advisory firm - (11/12/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2003

Uniform Investment Adviser Law Examination

Current Firm

COMMONS CAPITAL, LLC

COMMONS CAPITAL ADVISORS, LLC | COMMONS CAPITAL, LLC

CRD#: 165738 / SEC#: 801-113208

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

Massachusetts

Registered Investment Advisory firm - (11/12/2018 Terminated)

New York

Registered Investment Advisory firm - (11/12/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

254 Second Avenue Suite 130, Needham, MA 02494

Mailing Address

Phone number

(617) 431-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMMONS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/18/2025)

Regulatory assets under management

Total Number of Accounts	648
AUM (Assets Under Management)	$ 246,061,209

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kimball B. Halsey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimball Bullard Halsey's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONS CAPITAL, LLC

RADIUS CAPITAL MANAGEMENT, LLC

HALSEY ADVISORY AND MANAGEMENT, LLC

Primary Firm SEC Registration

COMMONS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2003

Current Firm

COMMONS CAPITAL, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMONS CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors