NK
Nouphay Kongphongmany
STATE FARM INVESTMENT MANAGEMENT
NEW IBERIA, LA 70560
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CRD#: 4650389
NK
Professional summary
Nouphay Kongphongmany, who also goes by Nouphay Sengsourivong, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in New Iberia, Louisiana and STATE FARM VP MANAGEMENT CORP. located in Baton Rouge, Louisiana.
Nouphay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nouphay has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nouphay Sengsourivong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) B & B QUALITY TIRE & SERVICE; NON-INVESTMENT-RELATED; 700 W. ADMIRAL DOYLE DR, NEW IBERIA, LA,70560; RETAIL; PARTNER- SPOUSE'S BUSINESS; 04/01/2004; 24 HR/MO; 0 HR/MO; CASHIER, ASSIST WITH BILLS. 2) Nouphay Kongphongmany; non-investment-related; 8813 General Middleton Youngsville, LA 70592; Other; Owner; none; 06/18/2024; 10; 0; Duties: writing a memoir book 3) Nouphay Kongphongmany's Insurance Agency; Investment-related; 1500 S Iberia St New Iberia LA 70560 and 206 N. Church St Carencro LA 70520; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2015; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Nouphay Kongphongmany's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1500 S Iberia Street, New Iberia, LA 70560Office #3: 206 N. Church St, Carencro, LA 70520RIA
CRD#: 3487
NEW IBERIA, LA
Current
November 11, 2014 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 412 N. 4th Street Ste #103, Baton Rouge, LA 70802BD
CRD#: 43036
Baton Rouge, LA
Past
July 24, 2003 - March 16, 2010
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(11/11/2014)
IAR
Louisiana(4/28/2023)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487New Iberia, LA 70560TRUST BUT VERIFY
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