Janice R. Kelley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Rae Kelley, who also goes by Jan Kelley, Janice Kelley, Jan Magor, Janice Rae Magor, Janice Magor, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 2003. Janice had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2005 - October 12, 2016
BRC INVESTMENT MANAGEMENT, LLC
August 12, 2003 - May 23, 2005
VP DISTRIBUTORS LLC
May 27, 2003 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 2003 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BRC INVESTMENT MANAGEMENT, LLC
CRD#: 135061 / SEC#: 801-64182
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
