Rachel T. Ivanovich
Professional summary
Rachel Teresa Ivanovich, who also goes by Rachel Teresa Kupin, Rachel Teresa Tibbits, is a registered financial advisor currently at WWM FINANCIAL located in Carlsbad, California.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rachel has worked at 5 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Teresa Ivanovich's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2021 - Present
WWM FINANCIAL
Office #1: 2131 Palomar Airport Rd #330, Carlsbad, CA 92011January 25, 2005 - May 17, 2006
CETERA FINANCIAL SPECIALISTS LLC
November 18, 2003 - December 6, 2004
AMERIPRISE ADVISOR SERVICES, INC.
November 18, 2003 - December 6, 2004
AMERIPRISE ADVISOR SERVICES, INC.
August 21, 2003 - September 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 7, 2003 - September 19, 2003
IDS LIFE INSURANCE COMPANY
August 7, 2003 - September 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
WWM FINANCIAL
CRD#: 157620 / SEC#: 801-72588
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/8/2021)
Exams
Current Firm
WWM FINANCIAL
CRD#: 157620 / SEC#: 801-72588
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,548 |
| AUM (Assets Under Management) | $ 342,090,884 |
Red Flags
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