AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
DM

David J. Metzger

AQUILO PARTNERS, L.P.
New York, NY 10016
Some features on this profile are disabled
CRD#: 4649486
DM

Professional summary


David James Metzger is a registered financial professional currently at AQUILO PARTNERS, L.P. located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 1 firm and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David James Metzger's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 31, 2003 - Present

AQUILO PARTNERS, L.P.

Office #1: 430 E 29th St, Suite 940, New York, NY 10016
BD
CRD#: 114909
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/15/2022)
RR
California
(9/1/2004)
RR
Colorado
(5/15/2022)
RR
Connecticut
(5/15/2022)
RR
Delaware
(5/15/2022)
RR
District of Columbia
(5/15/2022)
RR
Florida
(5/15/2022)
RR
Georgia
(5/15/2022)
RR
Illinois
(5/15/2022)
RR
Indiana
(5/15/2022)
RR
Massachusetts
(5/15/2022)
RR
Michigan
(5/15/2022)
RR
Minnesota
(5/15/2022)
RR
Missouri
(5/15/2022)
RR
New Jersey
(5/15/2022)
RR
New York
(9/1/2004)
RR
North Carolina
(5/15/2022)
RR
Ohio
(5/15/2022)
RR
Pennsylvania
(5/15/2022)
RR
Texas
(5/15/2022)
RR
Utah
(5/15/2022)
RR
Virginia
(5/15/2022)
RR
Washington
(5/15/2022)
RR
Wisconsin
(5/15/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 8/31/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AP
AQUILO PARTNERS, L.P.
AQUILO PARTNERS, INC. | BIOADVISORS, INC. | AQUILO PARTNERS, L.P.

CRD#: 114909 / SEC#: , 8-53441

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
601 California Street, Suite 500, San Francisco, CA 94108
Mailing Address
601 California Street, Suite 500, San Francisco, CA 94108
Phone number
(415) 677-0999
Established
California since 12/12/2008
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (26 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
DYER, JOHN KNOWLES IILIMITED PARTNER4179051
METZGER, DAVID JAMESLIMITED PARTNER4649486
RUMSEY, JOHN HANNACHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER2017165
ZANZE, JAMES FAGANPRESIDENT/CHIEF COMPLIANCE OFFICER2276354
POSTREL, HELENE BERSONFINOP2240945

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AQUILO PARTNERS, L.P.

CRD#: 114909New York, NY 10016

TRUST BUT VERIFY

Monitor David Metzger

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Diane E Finnerty
Diane FinnertyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
New York, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics