Donald P. Goerner
COPPELL ADVISORY SOLUTIONS LLC
Dallas, TX 75019
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CRD#: 4649381
Professional summary
Donald Paul Goerner, CFP® is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Dallas, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Dallas, Texas.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Donald has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Coppell Asset Advisory, Inc. DBA SPECTRUM WEALTH MANAGEMENT, 9111 Cypress Waters Blvd, Suite 140, Dallas TX 75019. INVESTMENT RELATED, RIA, 5/2008-PRESENT. IAR, 160 HRS/MONTH, 130 HRS/MONTH DURING TRADING. MANAGE AND OVERSEE DIVERSIFIED INVESTMENT PORTFOLIOS FOR AN ASSET BASED FEE.
2. I HAVE AN GROUP I INSURANCE LICENSE FOR FIXED LIFE, LTC AND DISBILITY POLICIES WITH VARIOUS INSURANCE CARRIERS.
3. I ALSO ADVOCATE PRE-PAID LEGAL SERVICES AS A SOLE PROPRIETOR TO MY CLIENTS, NON INVESTMENT RELATED BUSINESS ACTIVITY. THE BUSINESS IS DOMICILED AT MY HOME ADDRESS AND BEGAN IN MARCH OF 2008. I DEVOTE APPROXIMATELY 10 HOURS PER MONTH TO THIS BUSINESS, 6 HOURS OF WHICH OCCUR DURING SECURITIES TRADING HOURS. MY DUTIES CONSIST OF EXPLAINING THE BENEFITS OF ENROLLING IN A PREPAID LEGAL PLAN FOR A FIXED MONTHLY OR ANNUAL FEE AND ENROLLING THE CLIENT USING AN APPLICATION.
4. SPECTRUM WEALTH MANAGEMENT, LLC. NOT INVESTMENT RELATED. 9111 Cypress Waters Blvd, Suite 140, Dallas TX 75019. PERSONAL ENTITY CREATED FOR PERSONAL ASSET PROTECTION AND FUTURE USE.
5. ACCESS BANK TEXAS. OPI. 04/2007. PRIVATE PLACEMENT.
6. ENTERPRISE RISK CONTROL, LLC. OPI. 01/2014. PRIVATE ENTITY.
7. ATLAS RESOURCES PUBLIC 17-2007. 11/2007. OPI. PUBLIC LIMITED PARTNERSHIP.
8. PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 4/22/08
CRS (Client Relationship Summary) - RIA
Click below to view Donald Paul Goerner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 18, 2017 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019RIA
CRD#: 156549
Dallas, TX
Current
April 22, 2008 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 9111 Cypress Waters Blvd. Suite 140, Dallas, TX 75019BD
CRD#: 35747
Dallas, TX
Past
July 1, 2008 - November 7, 2017
SPECTRUM ADVISORS, INC.
RIA
CRD#: 114805
ADDISON, TX
Past
May 22, 2003 - April 25, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
ADDISON, TX
Past
May 12, 2003 - December 31, 2006
SPECTRUM STRATEGIES, L.L.C.
RIA
CRD#: 115318
ADDISON, TX
Past
April 23, 2003 - April 25, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ADDISON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/28/2023)
RR
California(4/22/2008)
RR
Colorado(11/8/2012)
RR
Florida(3/7/2014)
RR
Georgia(5/14/2025)
RR
Kansas(1/24/2025)
RR
New Mexico(4/22/2008)
RR
New York(10/31/2025)
RR
Oklahoma(3/17/2021)
RR
Texas(4/22/2008)
IAR
Texas(9/18/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
