Deborah A. Hanson

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES

Zionsville, IN 46077

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CRD#: 4649028

Professional summary

Deborah Anne Hanson is a registered financial advisor currently at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located in Zionsville, Indiana and BFC PLANNING, INC. located in Zionsville, Indiana.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Deborah has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.HANSON FINANCIAL LLC-Y-ZIONSVILLE, IN-FINANCIAL SERVICES AND INSURANCE SALES-OWNER-12/2011-60-33-FINANCIAL SERVICES, WEALTH MANAGEMENT, SALES & SERVICE FOR FIXED ANNUITIES, LIFE INSURANCE, & LONG-TERM CARE 2.The Honey Jar-N-Lebanon, IN-Honeybee Farm-Owner-07/2019-20-0-Raise honeybee's and harvest honey to sell. 3. Blue Skies Lodging- N- Lebanon, IN- Short term rental- Owner- 09/2024- 0- 0- Cabin rental in the Smoky Mountains.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Anne Hanson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2011 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 1455 W. Oak St. Suite C, Zionsville, IN 46077

RIA

CRD#: 13609

Zionsville, IN

Current

January 29, 2024 - Present

BFC PLANNING, INC.

Office #1: 1455 W Oak Street Suite C, Zionsville, IN 46077

RIA

CRD#: 119682

ZIONSVILLE, IN

Current

December 12, 2011 - Present

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

Office #1: 1455 W. Oak St. Suite C, Zionsville, IN 46077

RIA

CRD#: 13609

Zionsville, IN

Past

September 23, 2008 - October 12, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ZIONSVILLE, IN

Past

September 23, 2008 - October 12, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ZIONSVILLE, IN

Past

January 1, 2008 - September 15, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

INDIANPOLIS, IN

Past

January 1, 2008 - September 15, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

INDIANPOLIS, IN

Past

October 27, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

INDIANAPOLIS, IN

Past

July 20, 2005 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

INDIANAPOLIS, IN

Past

May 2, 2003 - May 12, 2005

WESTMINSTER FINANCIAL SECURITIES, INC.

CRD#: 20677

BEAVERCREEK, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BFC PLANNING, INC.

1ST & MAIN INVESTMENT ADVISORS - ADVISORY SERVICES OFFERED THROUGH BFC PLANNING, INC. | GREAT LAKES BAY FINANCIAL | BFC PLANNING, INC. | BERTHEL FISHER & COMPANY PLANNING, INC. | BEDROCK INVESTMENT ADVISORS, LLC

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/13/2017)

Florida
(7/15/2021)

Georgia
(6/16/2021)

Illinois
(6/28/2019)

Indiana
(12/13/2011)

IAR

Indiana
(12/13/2011)

Kentucky
(2/5/2020)

Michigan
(6/26/2017)

New Mexico
(6/29/2021)

Ohio
(8/28/2025)

Virginia
(12/1/2020)

Washington
(12/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BFC PLANNING, INC.

CRD#: 119682 / SEC#: 801-67427

RIA

Registered Investment Advisory firm - (1/3/2007 Approved)

Iowa

Registered Investment Advisory firm - (3/5/2007 Terminated)

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Contact information

Main Address

4201 42nd Street Ne Suite 100, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 447-5700

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BFC PLANNING ADV PART 2 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	8,756
AUM (Assets Under Management)	$ 2,026,848,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deborah A. Hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Anne Hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

WESTMINSTER FINANCIAL SECURITIES, INC.

Primary Firm SEC Registration

BFC PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2005

Series 63

Date: 5/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2005

Series 6

Date: 4/30/2003

FINRA

Current Firm

BFC PLANNING, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BFC PLANNING, INC.

TRUST BUT VERIFY

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