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Scott B. Schickling
CETERA INVESTMENT ADVISERS LLC
MEDINA, NY 14103
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CRD#: 4648931
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Professional summary
Scott Bradley Schickling, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Medina, New York and CETERA WEALTH SERVICES, LLC located in Medina, New York.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Scott has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LS Ventures of Lake Ontario, Inc.10780A Telegraph Road~Medina~NY~14103~Commercial/Residential Construction/Builder~President~6/14/2010~20hrs~0hrs~All functions. Light to Medium duty excavation services 2) LSV Holdings LLC 8616 Main Street Ste 1~Williamsville~NY~14221~Real Estate~Owner/Sole Proprietor~7/1/2016~1hrs~0hrs~Sole member of entity that owns our future office building 3) Scott Schickling, CPA, CFP 6 E. Bank St.~Albion~NY~14411~Tax Preparation/Accounting~Owner/Sole Proprietor~6/15/1992~100hrs~75hrs~Accounting and tax prep 4) SCOTT B. SCHICKLING, CPA, P.C. POSITION: President NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 90 START DATE: 01/01/2007 ADDRESS: 11075 West Center St Ext, Medina NY 14103, DESCRIPTION: Prepare tax returns, small business consulting 5) LSV HOLDINGS LLC POSITION: Owner/Sole Proprietor NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 11075 West Center St Ext, Medina NY 14103, DESCRIPTION: Sole member of entity that owns our office building 6) SCOTT SCHICKLING, CPA, CFP POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 06/15/1992 ADDRESS: 11075 West Center St Ext, Medina NY 14103, DESCRIPTION: Accounting and tax prep
CRS (Client Relationship Summary) - RIA
Click below to view Scott Bradley Schickling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 11075 West Center Street Ext, Medina, NY 14103RIA
CRD#: 105644
MEDINA, NY
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 11075 West Center Street Ext, Medina, NY 14103Office #2: 208 N. Central Ave Suite B, Eureka, MO 63025BD
CRD#: 13572
Medina, NY
Past
August 21, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MEDINA, NY
Past
March 2, 2007 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Medina, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/5/2025)
RR
Missouri(9/5/2025)
IAR
Missouri(9/5/2025)
RR
New York(9/5/2025)
IAR
New York(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
