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David Harrison Miller

CRD# 4648882·Registered 2003 - 2021
Barred: David Harrison Miller was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

David Harrison Miller was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2003 - 2021. David had worked at 6 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PEACHCAP SECURITIES, INC.·CRD# 25590
BD
Atlanta, GA
October 3, 2015 - December 17, 2021
PEACHCAP TAX & ADVISORY, LLC·CRD# 158729
RIA
Atlanta, GA
August 3, 2011 - December 17, 2021
INVESTACORP ADVISORY SERVICES INC·CRD# 109011
RIA
Atlanta, GA
September 30, 2008 - October 16, 2015
INVESTACORP, INC.·CRD# 7684
BD
Atlanta, GA
August 5, 2008 - October 16, 2015
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Atlanta, GA
June 13, 2003 - July 17, 2008
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 5, 2003 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Atlanta, GA
June 5, 2003 - July 17, 2008

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Current Firm

PS
PEACHCAP SECURITIES, INC.

PEACHCAP | PEACHTREE CAPITAL CORPORATION INC. | PEACHTREE CAPITAL CORPORATION | PEACHCAP SECURITIES, INC.

CRD#: 25590 / SEC#: 8-41855
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

550 Pharr Rd, Suite 700, Atlanta, GA 30305

Mailing Address

550 Pharr Rd, Suite 700, Atlanta, GA 30305

Phone Number

(404) 220-8958

Established

Georgia since 08/21/1991

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (45 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
PEACHCAP INCORPORATEDOWNER—
BURNETTE, ERIC STEVENCEO, PRESIDENT & CHIEF COMPLIANCE OFFICER5747786
GREGG, JOSHUA WOODCHIEF FINANCIAL OFFICER & FINOP, PFO/POO6503802

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2003About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2015About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jul 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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