Adam M. Mattson
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
GORHAM, ME
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CRD#: 4648874
Professional summary
Adam Michael Mattson, CFP®, who also goes by Adam Michael Mattson, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Gorham, Maine and FIDELITY BROKERAGE SERVICES LLC located in Portland, Maine.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Adam has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Fostering strong relationships with my clients and their families is of the utmost importance to me and I work hard to maintain a deep level of trust, reliability, and competency. I will partner with you and your family to understand your situation and help you to tailor a financial plan focused on working toward your goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Michael Mattson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Michael Mattson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Suffolk University
Bachelor of Science - Finance
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 190 Middle Street Suite 201 & 701, Portland, ME 04101-6423RIA
CRD#: 104555
GORHAM, ME
Current
April 10, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 190 Middle Street Suite 201 & 701, Portland, ME 04101-6423BD
CRD#: 7784
PORTLAND, ME
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GORHAM, ME
Past
April 13, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PORTLAND, ME
Past
November 15, 2016 - March 13, 2017
RICHARD BROTHERS, FINANCIAL ADVISORS
RIA
CRD#: 113826
SOUTH PORTLAND, ME
Past
July 22, 2016 - March 13, 2017
RICHARD BROTHERS SECURITIES
BD
CRD#: 105285
SOUTH PORTLAND, ME
Past
May 1, 2010 - May 31, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
RIA
CRD#: 108257
BOSTON, MA
Past
May 1, 2010 - May 31, 2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
BOSTON, MA
Past
May 10, 2005 - May 1, 2010
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
November 2, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
June 30, 2003 - November 1, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
California(10/1/2019)
RR
Colorado(8/8/2020)
RR
Connecticut(2/12/2021)
RR
Florida(4/12/2017)
RR
Georgia(11/25/2024)
RR
Louisiana(3/4/2022)
RR
Maine(4/11/2017)
IAR
Maine(3/31/2025)
RR
Maryland(4/14/2023)
RR
Massachusetts(4/13/2017)
RR
Michigan(7/8/2022)
RR
Mississippi(10/1/2019)
RR
New Hampshire(5/11/2017)
RR
New Jersey(3/25/2023)
RR
New York(1/3/2020)
RR
North Carolina(1/3/2020)
RR
Oklahoma(3/4/2022)
RR
South Carolina(3/4/2022)
RR
Tennessee(7/8/2022)
RR
Texas(1/4/2019)
IAR
Texas(3/31/2025)
RR
Utah(3/4/2022)
RR
Vermont(4/12/2017)
RR
Virginia(1/19/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Gorham, METRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
