Michael R. Spina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Robert Spina was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - September 4, 2026
ATHENE SECURITIES, LLC
May 15, 2023 - February 16, 2024
COREBRIDGE CAPITAL SERVICES, INC.
October 16, 2013 - May 15, 2023
PACIFIC SELECT DISTRIBUTORS, LLC
November 15, 2010 - October 1, 2013
COREBRIDGE CAPITAL SERVICES, INC.
April 24, 2003 - November 1, 2010
EQUITABLE DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 4/22/2003
Series 26
Passed: 10/12/2004
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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