Michael T. Haile
Professional summary
Michael Thomas Haile, who also goes by Michael T. Haile, is a registered financial professional currently at ADP BROKER-DEALER, INC. located in Florham Park, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 2 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Haile's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2007 - Present
ADP BROKER-DEALER, INC.
Office #1: 71 Hanover Road, Florham Park, NJ 07932April 19, 2004 - January 6, 2005
EQUITABLE ADVISORS, LLC
May 9, 2003 - January 6, 2005
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2024)
(11/20/2017)
(9/15/2016)
(8/31/2020)
(10/3/2019)
(10/5/2012)
(7/10/2017)
(6/19/2017)
(10/18/2016)
(10/1/2016)
(6/5/2025)
(10/1/2016)
(8/6/2013)
(1/3/2017)
(9/18/2017)
(1/3/2017)
(11/20/2020)
(11/21/2008)
(7/3/2013)
(10/3/2016)
(7/3/2013)
(1/16/2025)
(11/21/2008)
(11/6/2019)
(6/6/2023)
(9/14/2018)
(1/4/2018)
(1/8/2016)
(2/18/2025)
Exams
FINRA
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
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