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Santiago Martinez

CRD# 4648681·Registered 2003 - 2015
Previously Registered: Being a previously registered professional could mean that Santiago is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Santiago Martinez was a registered financial advisor. Santiago was a previously registered financial professional and started their career in finance 2003 - 2015. Santiago had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

NORTHSTAR SECURITIES, LLC·CRD# 150409
BD
Greenwood Village, CO
January 4, 2013 - October 6, 2015
COLORADO FINANCIAL SERVICE CORPORATION·CRD# 104343
BD
Centennial, CO
July 16, 2012 - December 31, 2012
BRITEHORN SECURITIES·CRD# 36402
BD
Denver, CO
November 11, 2010 - May 11, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Denver, CO
April 1, 2008 - June 10, 2009
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Boca Raton, FL
August 24, 2007 - April 4, 2008
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Boca Raton, FL
May 2, 2007 - April 4, 2008
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Boynton Beach, FL
August 5, 2005 - May 10, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - July 8, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
August 26, 2003 - July 6, 2005
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
June 6, 2003 - July 24, 2003
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
June 6, 2003 - July 24, 2003

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Current Firm

NS
NORTHSTAR SECURITIES, LLC

NORTHSTAR REALTY SECURITIES, LLC | NRF CAPITAL MARKETS, LLC | NORTHSTAR SECURITIES, LLC

CRD#: 150409 / SEC#: 8-68254
BD
Terminated by SEC on 10/28/2018

Contact Information

Established

Delaware since 03/13/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COLONY S2K HOLDINGS LLCOWNER—
BEATON, DANIEL STEWARTFINOP4240769
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER1304537
WHEALON, KRISTEN ANNCHIEF COMPLIANCE OFFICER3105081

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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