Santiago Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Santiago Martinez was a registered financial professional .
Santiago is a previously registered financial professional and started their career in finance in 2003. Santiago had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - October 6, 2015
NORTHSTAR SECURITIES, LLC
July 16, 2012 - December 31, 2012
COLORADO FINANCIAL SERVICE CORPORATION
November 11, 2010 - May 11, 2012
BRITEHORN SECURITIES
April 1, 2008 - June 10, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 24, 2007 - April 4, 2008
MSI FINANCIAL SERVICES, INC.
May 2, 2007 - April 4, 2008
MSI FINANCIAL SERVICES, INC.
August 5, 2005 - May 10, 2007
TRUIST INVESTMENT SERVICES, INC.
July 6, 2005 - July 8, 2005
CHASE INVESTMENT SERVICES CORP.
August 26, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 6, 2003 - July 24, 2003
IDS LIFE INSURANCE COMPANY
June 6, 2003 - July 24, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NORTHSTAR SECURITIES, LLC
CRD#: 150409 / SEC#: , 8-68254
Contact information
Documents
Red Flags
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