EP
Edward H. Prince
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Kansas City, MO 64102
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CRD#: 4647442
EP
Professional summary
Edward H Prince is a registered financial advisor currently at MOLONEY SECURITIES ASSET MANAGEMENT LLC located in Kansas City, Missouri and MOLONEY SECURITIES CO., INC. located in Kansas City, Missouri.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM THE MAJORITY OWNER OF ROYAL ROUTE COMPANY, LLC WHICH IS THE SELLING AND SERVICING OF FIXED INSURANCE PRODUCTS SUCH AS TERM LIFE INSURANCE, DISABILITY INSURANCE, LONG TERM CARE INSURANCE, CRITICAL ILLNESS INSURANCE AND EXECUTIVE COMPENSATION BENEFITS THROUGH VARIOUS CARRIERS. APPROXIMATELY 40 HOURS PER MONTH ARE SPENT ON THIS CURRENTLY. Transitioning to D/B/A - Royal Route Advisory Group, LLC. 11936 West 119th Street PMB 222. Financial services. Securities offered through Moloney Securities Co., Inc. Investment related. Conducted through all trading hours once established.
CRS (Client Relationship Summary) - RIA
Click below to view Edward H Prince's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2016 - Present
MOLONEY SECURITIES ASSET MANAGEMENT LLC
Office #1: Livestock Exchange Building 1600 Genessee Street - Suite 814, Kansas City, MO 64102RIA
CRD#: 282448
Kansas City, MO
Current
March 27, 2018 - Present
MOLONEY SECURITIES CO., INC.
Office #1: Livestock Exchange Building 1600 Genessee Street - Suite 814, Kansas City, MO 64102BD
CRD#: 38535
Kansas City, MO
Past
March 31, 2015 - September 15, 2016
ECKMAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 159934
WESTWOOD, KS
Past
January 22, 2013 - March 7, 2014
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
OLATHE, KS
Past
May 11, 2010 - December 31, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
OVERLAND PARK, KS
Past
March 26, 2007 - May 13, 2010
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OVERLAND PARK, KS
Past
May 21, 2003 - March 23, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
Registered Investment Advisory firm - (12/31/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/7/2023)
RR
Colorado(8/4/2020)
RR
Florida(7/31/2023)
RR
Iowa(8/3/2020)
IAR
Kansas(12/20/2016)
RR
Kansas(4/27/2018)
RR
Mississippi(5/3/2023)
RR
Missouri(5/31/2018)
IAR
Missouri(10/4/2019)
RR
Nevada(3/10/2023)
RR
Oregon(3/8/2023)
IAR
Texas(6/19/2017)
RR
Texas(4/16/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MOLONEY SECURITIES ASSET MANAGEMENT LLC
ADVANCED FINANCIAL SOLUTIONS LLC | WESTPORT ADVISORY GROUP, LLC | WARREN FINANCIAL SERVICES | VANCE CAPITAL MANAGEMENT, LLC | TEAM DUNCAN FINANCIAL | SYNERGISTIC FINANCIAL CENTER | SUGAR CREEK ADVISORY GROUP | ST. LOUIS ASSET MANAGEMENT | ST. CROIX CAPITAL MANAGEMENT | SENTINEL WEALTH MANAGEMENT | SALISH WEALTH MANAGEMENT | RUSSELL WEALTH MANAGEMENT | ROYAL ROUTE COMPANY, LLC | PLANNED INVESTMENT COMPANY, INC. | NYE INVESTMENT PLANNERS, INC. | NMG FINANCIAL SERVICES | NETSTREET BROKERAGE | MOLONEY SECURITIES ASSET MANAGEMENT LLC | MINNESOTA VALLEY INVESTMENTS | LITTLEWOOD FINANCIAL SERVICES, LLC | LILLEBERG FINANCIAL GROUP | KEKERIS FINANCIAL GROUP | JCL CAPITAL MANAGEMENT, LLC | INVESTMENT CENTER OF GREENVILLE | INVESTMENT CENTER OF ESTES PARK, INC. | HERITAGE INVESTMENT MANAGEMENT, LLP | GRAND GLAIZE WEALTH MANAGEMENT | CP WEALTH | CHRISTIANSON FINANCIAL ADVISORS LLC | BRIDGES FINANCIAL | ASSET ALLIANCE FINANCIAL WEALTH MANAGEMENT AND PLANNING | ARTISAN ASSET MANAGEMENT, LLC | ARLINGTON FINANCIAL SERVICES
CRD#: 282448 / SEC#: 801-107149
RIA
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Contact information
Main Address
13537 Barrett Parkway Drive, Suite 300, Manchester, MO 63021
Mailing Address
Phone number
(314) 909-0600
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,390 |
| AUM (Assets Under Management) | $ 1,389,405,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/14/2025 | ||
| 12/20/2023 | ||
| 12/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
