Anne E. Morrissy
Professional Summary
Anne E. Morrissy, who also goes by Anne Morrissy, is a registered financial advisor currently at GAMCO ASSET MANAGEMENT INC. located in Bannockburn, Illinois and G.DISTRIBUTORS, LLC located in Rye, New York. Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anne has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Anne Morrissy
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
Contact Information
Main Address
191 Mason Street, Greenwich, CT 06830Phone Number
(914) 921-5000# of Employees
120SEC notice filing (48 States and Territories)
Registered to provide investment advisory services in 48 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,042AUM (Assets Under Management)
$11,688,421,945Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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COUNTRY CAPITAL MANAGEMENT COMPANY
THE DALA GROUP, LLC
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Primary Firm SEC Registration
GABELLI ASSET MANAGEMENT COMPANY | WOODLAND PARTNERS DIVISION OF GAMCO ASSET MANAGEMENT INC. | GAMCO INVESTORS, INC. | GAMCO INVESTORS INC | GAMCO ASSET MANAGEMENT INC.
State Registrations and Notice Filings
(1/13/2014)
(10/4/2005)
(2/7/2012)
(10/18/2023)
(1/13/2014)
(4/8/2013)
(2/7/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Anne E. Morrissy's CRS (Customer Relationship Summary).
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