Anne E. Morrissy
Professional summary
Anne E. Morrissy, who also goes by Anne Morrissy, is a registered financial advisor currently at GAMCO ASSET MANAGEMENT INC. located in Bannockburn, Illinois and G.DISTRIBUTORS, LLC located in Rye, New York.
Anne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Anne has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anne E. Morrissy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2005 - Present
GAMCO ASSET MANAGEMENT INC.
Office #1: 2801 Lakeside Drive, Bannockburn, IL 60015February 7, 2012 - Present
G.DISTRIBUTORS, LLC
Office #1: One Corporate Center, Rye, NY 10580April 26, 2004 - March 7, 2013
G.RESEARCH, LLC
Primary Firm SEC Registration
GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2014)
(10/4/2005)
(2/7/2012)
(10/18/2023)
(1/13/2014)
(4/8/2013)
(2/7/2012)
Exams
FINRA
Current Firm
GAMCO ASSET MANAGEMENT INC.
CRD#: 104950 / SEC#: 801-14132
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,601 |
| AUM (Assets Under Management) | $ 11,465,946,000 |
Red Flags
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