Jesse B. Mackey

4THOUGHT FINANCIAL GROUP

Syosset, NY 11791

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CRD#: 4646885

Professional summary

Jesse Brian Mackey is a registered financial advisor currently at 4THOUGHT FINANCIAL GROUP INC. located in Syosset, New York.

Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jesse has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.4THOUGHT FINANCIAL GROUP INC - CHIEF INVESTMENT OFFICER / CHIEF COMPLIANCE OFFICER/ INVESTMENT ADVISOR REPRESENTATIVE. FINANCIAL PLANNING, INVESTMENT ADVISORY SERVICES, MANAGES INVESTMENT PORTFOLIOS, & PERFORMS INVESTMENT PLANNING. OWNER (33%), START DATE: 03/2012. 2.4THOUGHT FINANCIAL GROUP, INC - FREELANCE WRITING. FREELANCE WRITING FOR ECONOMICS & INVESTMENT-RELATED PUBLICATIONS. DEVOTES 3-8 HRS PER MONTH. 3.4THOUGHT FINANCIAL GROUP, INC - INSURANCE BROKER (LIFE + HEALTH). INSURANCE BROKERAGE SALES & PLANNING. DEVOTES ONE HR PER MONTH; ONE HR DURING MARKET HRS. 3/14/13.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Brian Mackey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2012 - Present

4THOUGHT FINANCIAL GROUP INC.

Office #1: 6851 Jericho Turnpike Suite 120, Syosset, NY 11791

RIA

CRD#: 162997

Syosset, NY

Past

March 19, 2012 - July 9, 2012

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

March 16, 2012 - October 2, 2017

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

SYOSSET, NY

Past

July 17, 2008 - March 20, 2012

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WOODBURY, NY

Past

December 7, 2007 - March 20, 2012

PARK AVENUE SECURITIES LLC

CRD#: 46173

WOODBURY, NY

Past

April 30, 2007 - November 8, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

SYOSSET, NY

Past

April 14, 2003 - May 24, 2004

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

4THOUGHT FINANCIAL GROUP INC.

CRD#: 162997 / SEC#: 801-74692

RIA

Registered Investment Advisory firm - (4/2/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/1/2012)

IAR

Connecticut
(7/11/2012)

IAR

Florida
(7/30/2012)

IAR

Massachusetts
(6/12/2012)

IAR

New Jersey
(6/14/2012)

IAR

New York
(8/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/18/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/19/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/11/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/9/2008

General Securities Principal Examination

Current Firm

4THOUGHT FINANCIAL GROUP INC.

CRD#: 162997 / SEC#: 801-74692

RIA

Registered Investment Advisory firm - (4/2/2012 Approved)

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Contact information

Main Address

6851 Jericho Turnpike Suite 120, Syosset, NY 11791

Mailing Address

Phone number

(516) 300-1617

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (1/3/2025)

ADV PART 2 BROCHURE (1/3/2025)

Regulatory assets under management

Total Number of Accounts	828
AUM (Assets Under Management)	$ 178,472,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jesse B. Mackey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Brian Mackey's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

EQUITABLE DISTRIBUTORS, LLC

Primary Firm SEC Registration

4THOUGHT FINANCIAL GROUP INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/18/2007

Series 63

Date: 5/19/2003

SIE

Date: 10/2/2017

Series 7

Date: 4/27/2007

Series 6

Date: 4/11/2003

Series 24

Date: 7/9/2008

Current Firm

4THOUGHT FINANCIAL GROUP INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

4THOUGHT FINANCIAL GROUP INC.

TRUST BUT VERIFY

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