Harry G. Whelan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Gabriel Whelan III, who also goes by H. Gabe Whelan, Harry Gabriel Whelan, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1997. Harry had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2015 - December 31, 2025
WHELAN CAPITAL MANGEMENT
July 8, 2013 - December 31, 2014
WHELAN CAPITAL MANGEMENT
July 21, 2005 - December 31, 2012
WHELAN CAPITAL MANGEMENT
April 16, 1997 - December 31, 2009
ENCINAL CAPITAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WHELAN CAPITAL MANGEMENT
CRD#: 107216 / SEC#: 801-39912
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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