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DT

Deborah C. Tayloe

TAYLOE FINANCIAL SERVICES
New Bern, NC 28560-4947
Some features on this profile are disabled
CRD#: 4645918
DT

Professional summary

Deborah Cook Tayloe, CFP® is a registered financial advisor currently at TAYLOE FINANCIAL SERVICES, LLC located in New Bern, North Carolina.

Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Deborah has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Cook Tayloe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

October 25, 2007 - Present

TAYLOE FINANCIAL SERVICES, LLC

Office #1: 416b Pollock Street, New Bern, NC 28560-4947Office #2: 416b Pollock Street, New Bern, NC 28560
RIA
CRD#: 145172
New Bern, NC
Past

August 12, 2004 - September 12, 2007

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEW BERN, NC
Past

April 14, 2003 - September 12, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW BERN, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(10/25/2007)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/10/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/10/2003
General Securities Representative Examination

Current Firm

TF
TAYLOE FINANCIAL SERVICES, LLC
DEBORAH C. TAYLOE, PHYSICAL THERAPIST | TAYLOE, DEBORAH COOK | TAYLOE FINANCIAL SERVICES, LLC | TAYLOE FINANCIAL SERVICES

CRD#: 145172 / SEC#:

North Carolina
Registered Investment Advisory firm - (10/24/2007 Approved)
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Contact information

Main Address
416b Pollock Street, New Bern, NC 28560-4947
Mailing Address
Po Box 12604, New Bern, NC 28561
Phone number
(252) 638-2146
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 2,372,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TAYLOE FINANCIAL SERVICES, LLC

CRD#: 145172New Bern, NC 28560-4947

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