Joseph R. Pensinger

PENSINGER FINANCIAL

Chicago, IL

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CRD#: 4645887

Professional summary

Joseph Robert Pensinger is a registered financial advisor currently at PENSINGER FINANCIAL, INC. located in Chicago, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 5 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Pensinger is Chief Risk Officer at Bitnomial, Inc., located at 318 W. Adams Street, Chicago, IL 60606. He has held this position since July, 2019. Bitnomial, Inc. is a CFTC registered designated contract market offering marginable and physically settled futures and futures options. He materially participates in this business and spends a majority of his working day engaged in the business activities of Bitnomial, Inc. For his efforts he is compensated by Bitnomial, Inc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Pensinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2017 - Present

PENSINGER FINANCIAL, INC.

RIA

CRD#: 169718

Chicago, IL

Past

July 8, 2014 - May 3, 2017

MOCHO TRADING LLC

CRD#: 171135

CHICAGO, IL

Past

January 5, 2006 - July 12, 2006

SHAMROCK TRADING GROUP LLC

CRD#: 136513

CHICAGO, IL

Past

December 9, 2005 - March 30, 2012

ALLSTON TRADING LLC

CRD#: 125499

CHICAGO, IL

Past

June 2, 2004 - April 5, 2005

G1 EXECUTION SERVICES, LLC

CRD#: 111528

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/9/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 1/22/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 5/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 2/2/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/1/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/2007

General Securities Principal Examination

Current Firm

PENSINGER FINANCIAL, INC.

PENSINGER FINANCIAL, INC. | PENSINGER, MICHAEL D.

CRD#: 169718 / SEC#:

Illinois

Registered Investment Advisory firm - (4/14/2014 Approved)

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Contact information

Main Address

Lemont, IL

Mailing Address

Phone number

(630) 754-7580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	251
AUM (Assets Under Management)	$ 41,232,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Pensinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Pensinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOCHO TRADING LLC

SHAMROCK TRADING GROUP LLC

ALLSTON TRADING LLC

G1 EXECUTION SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2017

Series 63

Date: 7/9/2004

Series 3

Date: 1/22/2021

SIE

Date: 5/3/2017

Series 55

Date: 2/2/2005

Series 7

Date: 6/1/2004

Series 24

Date: 3/20/2007

Current Firm

PENSINGER FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENSINGER FINANCIAL, INC.

TRUST BUT VERIFY

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