RH
Robert B. Hamilton
WEALTHSPIRE RETIREMENT ADVISORY
Bethesda, MD 20817
Some features on this profile are disabled
CRD#: 4645592
RH
Professional summary
Robert Barry Hamilton is a registered financial advisor currently at WEALTHSPIRE RETIREMENT ADVISORY located in Bethesda, Maryland.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Meltzer Group Investment Related: Yes Address: 6500 Rock Spring Drive, Ste 500 Bethesda MD 20817 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Retirement Plan Consultant Start Date: 9/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Meeting with Plan Sponsors and providing them insight & assistance with the delivery of their qualified plan(s).Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Retirement Plan Consultant Start Date: 9/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Retirement Plan Consulting
CRS (Client Relationship Summary) - RIA
Click below to view Robert Barry Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2023 - Present
WEALTHSPIRE RETIREMENT ADVISORY
Office #1: 6500 Rock Spring Drive Suite 410, Bethesda, MD 20817RIA
CRD#: 121254
Bethesda, MD
Past
December 16, 2016 - March 28, 2023
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BETHESDA, MD
Past
October 18, 2016 - March 28, 2023
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BETHESDA, MD
Past
May 5, 2014 - September 2, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
Berwyn, PA
Past
September 3, 2013 - May 6, 2014
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BERWYN, PA
Past
November 16, 2010 - September 1, 2016
AMERICAN FINANCIAL MANAGEMENT GROUP, LTD.
RIA
CRD#: 119449
BERWYN, PA
Past
February 25, 2010 - September 1, 2016
IFG RUSSELL ADVISORS INC
RIA
CRD#: 108677
BERWYN, PA
Past
February 3, 2009 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
BERWYN, PA
Past
July 2, 2004 - February 6, 2009
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
HORSHAM, PA
Past
April 15, 2003 - June 30, 2004
WHARTON EQUITY CORPORATION
RIA
CRD#: 10170
HORSHAM, PA
Past
April 4, 2003 - June 30, 2004
WHARTON EQUITY CORPORATION
BD
CRD#: 10170
WAYNE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(4/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WR
WEALTHSPIRE RETIREMENT ADVISORY
401 (K) ADVISORS | WEALTHSPIRE RETIREMENT, LLC | WEALTHSPIRE RETIREMENT ADVISORY | SST BENEFITS AND CONSULTING SERVICES LLC | NFP RETIREMENT INC. | NFP RETIREMENT | FIDUCIARYPATH | FIDUCIARY FIRST, LLC | ACCELERATE RETIREMENT | 403(B) ADVISORS | 401(K) INVESTMENT ADVISORS, INC. | 401(K) ADVISORS, INC. | 401(K) ADVISORS INC. | 401 (K) ADVISORS, INC.
CRD#: 121254 / SEC#: 801-66107
RIA
Registered Investment Advisory firm - (1/31/2006 Approved)California
Registered Investment Advisory firm - (2/9/2006 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
120 Vantis Suite 400, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 460-9898
Established
Firm type
Fiscal year end
# of Employees
240
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,394 |
| AUM (Assets Under Management) | $ 118,031,461,765 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
