Jeffrey A. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Alan Stanley, who also goes by Jeffrey Alan Stanley, Jeffrey Stanley, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 57, Series 7, Series 54, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2023 - June 21, 2024
SYNAPSE BROKERAGE LLC
May 12, 2020 - December 15, 2022
INSPEREX LLC
June 12, 2012 - May 11, 2020
D.A. DAVIDSON & CO.
July 26, 2010 - June 12, 2012
STERNE, AGEE & LEACH, INC.
April 20, 2010 - June 4, 2010
FINACORP SECURITIES
April 23, 2003 - February 13, 2008
FHN FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
SYNAPSE BROKERAGE LLC
CRD#: 137662 / SEC#: , 8-67105
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNAPSE FINANCIAL TECHNOLOGIES INC. | EQUITY OWNER | |
| PAVERMAN, MARK ELLIOT | CCO | 1046105 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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