Edward W. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Woolsey Wheeler was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1968. Edward had worked at 6 firms and has passed the Series 63, Series 87, Series 16, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2000 - May 30, 2014
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
February 7, 1991 - October 5, 1993
BMO CAPITAL MARKETS CORP.
January 16, 1987 - January 7, 1991
NATWEST SECURITIES CORPORATION
June 10, 1982 - March 26, 1987
E. F. HUTTON & COMPANY INC
January 15, 1971 - February 17, 1982
DEUTSCHE BANK SECURITIES INC.
October 17, 1968 - February 4, 1971
WHITE, WELD & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 3/6/1967
General Securities Principal ExaminationSeries 1
Date: 3/6/1967
Registered Representative ExaminationCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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