Jason A. Oleet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Adam Oleet was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - July 21, 2020
ECOBAN SECURITIES CORPORATION
March 26, 2012 - September 2, 2016
MIDDLEBURY SECURITIES LLC
September 2, 2008 - February 14, 2012
OLEET SECURITIES, LLC
May 1, 2003 - August 3, 2004
MIDDLEBURY SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/10/2022
General Securities Representative ExaminationSeries 79TO
Date: 7/10/2022
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 7/10/2022
Operations Professional ExaminationSeries 28
Date: 7/10/2022
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ECOBAN SECURITIES CORPORATION
CRD#: 29112 / SEC#: , 8-39753
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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