Ronnie C. Haim
Professional summary
Ronnie Cavazos Haim, who also goes by Ronnie Haim, is a registered financial advisor currently at CAPITAL ALLIANCE WEALTH MANAGEMENT located in San Antonio, Texas and THE LEADERS GROUP, INC. located in San Antonio, Texas.
Ronnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ronnie has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronnie Cavazos Haim's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 15, 2021 - Present
CAPITAL ALLIANCE WEALTH MANAGEMENT
Office #1: 4079 De Zavala Rd, San Antonio, TX 78249July 27, 2021 - Present
THE LEADERS GROUP, INC.
May 23, 2019 - June 7, 2021
IFP SECURITIES, LLC
February 3, 2012 - June 7, 2021
INDEPENDENT FINANCIAL PARTNERS
March 16, 2009 - February 7, 2012
LPL FINANCIAL LLC
March 16, 2009 - May 23, 2019
LPL FINANCIAL LLC
June 1, 2006 - March 26, 2009
OSAIC FS, INC.
May 4, 2006 - March 26, 2009
OSAIC FS, INC.
March 4, 2004 - May 5, 2006
MSI FINANCIAL SERVICES, INC.
April 15, 2003 - May 5, 2006
METROPOLITAN LIFE INSURANCE COMPANY
April 15, 2003 - May 5, 2006
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2021)
(7/15/2021)
(7/28/2021)
Exams
FINRA
Current Firm
CAPITAL ALLIANCE WEALTH MANAGEMENT
CRD#: 315548 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 32,400,000 |
Red Flags
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