LJ
Lori D. Johnson
STATE FARM INVESTMENT MANAGEMENT
Warren Robins, GA 31088
Some features on this profile are disabled
CRD#: 4643771
LJ
Professional summary
Lori Dawn Johnson, who also goes by Lori Dawn Johnson Mrs., Lori Smith Johnson Mrs., Lori Dawn Smith Miss, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Warren Robins, Georgia and STATE FARM VP MANAGEMENT CORP. located in Greenville, South Carolina.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lori has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Dawn Johnson Mrs. | Lori Smith Johnson Mrs. | Lori Dawn Smith Miss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOUSTON COUNTY BOARD OF EDUCATION; NON-INVESTMENT RELATED; 1100 MAIN STREET, PERRY, GA 31088; SCHOOL SYSTEM BOARD OF EDUCATION; BOARD MEMBER; 8/17/15; APPROVES POLICY CHANGES, HIRES SUPERINTENDENT, APPROVES BUDGET, OVERSEAS SCHOOL FACILITIES, LIAISON BETWEEN RESIDENTS IN MY DISTRICT AND THE BOARD; 15 HRS/MO; 2 HRS/MO. 2) My 3boys, LLC; Non-Investment Related; 524 Childers Drive, Warner Robins, GA 31088; LLC for rental properties.; Partner; 8-1-2013; No Duties; 1 HR/MO & 0 HR/MO. 3) Lori S Johnson Insurance Agency; Investment-related153 Smithville Ch Rd Ste 100 Warner Robins, GA 31088-8996;; Insurance (State Farm Mutual Automobile Insurance CompIany and its affiliates); Owner; Agent09/01/2003; 80; 80; Service customers and supervise employees
CRS (Client Relationship Summary) - RIA
Click below to view Lori Dawn Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2025 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 153 Smithville Church Rd Suite 100, Warren Robins, GA 31088RIA
CRD#: 3487
Warren Robins, GA
Current
May 19, 2003 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 3505 Pelham Rd Suite A, Greenville, SC 29615BD
CRD#: 43036
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/9/2023)
IAR
Alabama(8/25/2025)
RR
Florida(3/9/2023)
IAR
Florida(9/17/2025)
RR
Georgia(6/9/2003)
IAR
Georgia(8/26/2025)
RR
South Carolina(3/9/2023)
IAR
South Carolina(8/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Warren Robins, GA 31088TRUST BUT VERIFY
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