DR
David G. Rosenzweig
BERMAN, SOSMAN & ROSENZWEIG CPAS PLLC
Jericho, NY 11753
Some features on this profile are disabled
CRD#: 4643440
DR
Professional summary
David G. Rosenzweig is a registered financial advisor currently at BERMAN, SOSMAN & ROSENZWEIG CPAS PLLC located in Jericho, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BERMAN, SOSMAN & ROSENZWEIG LLC//INV-REL AS THE RIA//NON-INV AS THE CPA FIRM//MANAGING MEMBER & CCO=RIA//MANAGING MEMBER & CPA=CPA FIRM//10 HOURS=RIA//40+=CPA
CRS (Client Relationship Summary) - RIA
Click below to view David G. Rosenzweig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 21, 2004 - Present
BERMAN, SOSMAN & ROSENZWEIG CPAS PLLC
Office #1: 30 Jericho Pl Executive Plaza, Jericho, NY 11753RIA
CRD#: 124864
Jericho, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/21/2004)
IAR
New York(7/26/2021)
Current Firm
BS
BERMAN, SOSMAN & ROSENZWEIG CPAS PLLC
BERMAN & SOSMAN LLC | BERMAN, SOSSMAN & ROSENZWEIG, LLC | BERMAN, SOSMAN & ROSENZWEIG, LLC | BERMAN, SOSMAN & ROSENZWEIG CPAS PLLC
CRD#: 124864 / SEC#:
New Jersey
Registered Investment Advisory firm - (5/9/2003 Approved)New York
Registered Investment Advisory firm - (4/4/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30 Jericho Pl Executive Plaza, Jericho, NY 11753
Mailing Address
Phone number
(516) 826-7600
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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