John L. Gramata
Professional summary
John Lopez Gramata is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Santa Monica, California and DFA SECURITIES LLC located in Santa Monica, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. John has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Lopez Gramata's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 18, 2018 - Present
DIMENSIONAL FUND ADVISORS LP
Office #1: 1299 Ocean Avenue, Santa Monica, CA 90401October 18, 2018 - Present
DFA SECURITIES LLC
Office #1: 1299 Ocean Avenue, Santa Monica, CA 90401August 3, 2012 - October 1, 2018
SEI INVESTMENTS DISTRIBUTION CO.
June 8, 2012 - October 1, 2018
SEI INVESTMENTS MANAGEMENT CORP
July 12, 2011 - May 25, 2012
NORTHERN TRUST SECURITIES, INC.
October 19, 2010 - February 24, 2011
ALTERNATIVE WEALTH STRATEGIES, INC.
February 2, 2010 - July 26, 2011
MANAGED SOLUTIONS
August 1, 2008 - October 9, 2008
ASSETMARK, INC.
November 5, 2007 - October 9, 2008
CAPITAL BROKERAGE CORPORATION
July 17, 2006 - July 31, 2008
GENWORTH FINANCIAL ASSET MANAGEMENT, INC
November 8, 2005 - November 5, 2007
CETERA FINANCIAL SPECIALISTS LLC
July 21, 2003 - December 4, 2003
MMC SECURITIES LLC
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2018)
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(11/8/2018)
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Exams
FINRA
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
