Vickie R. Boggio

CETERA INVESTMENT ADVISERS LLC

LONGVIEW, TX 75601

Some features on this profile are disabled

CRD#: 4642917

Professional summary

Vickie R. Boggio, AIF®, who also goes by VIckie Rhiddlehoover Boggio, Vickie Renee Pass, Vickie Renee Rhiddlehoover, Vickie R. Smith, Vickie Renee Smith, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Longview, Texas and CETERA INVESTMENT SERVICES LLC located in Henderson, Texas.

Vickie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Vickie has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vickie Rhiddlehoover Boggio | Vickie Renee Pass | Vickie Renee Rhiddlehoover | Vickie R. Smith | Vickie Renee Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LONGVIEW FIREMAN'S RELIEF AND RETIRMENT FUND BOARD OF TRUSTEES, CITIZEN TRUSTEE, HEAR AND DETERMINE ALL APPLICATIONS FOR RETIREMENT ANDCLAIMS FOR DISABILITY AND DESIGNATE BENEFICIARIES AND PARTICIPANTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vickie R. Boggio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 13, 2014 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 200 N Fredonia St, Longview, TX 75601

RIA

CRD#: 105644

LONGVIEW, TX

Current

July 19, 2013 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 101 E Main Street, Henderson, TX 75652Office #2: 200 N Fredonia St, Longview, TX 75601Office #3: 2203 Victory Dr, Marshall, TX 75672

CRD#: 15340

Henderson, TX

Past

May 16, 2013 - July 9, 2013

BBVA SECURITIES INC.

CRD#: 27060

TYLER, TX

Past

March 9, 2010 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

TYLER, TX

Past

November 27, 2006 - December 23, 2009

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

TYLER, TX

Past

August 10, 2005 - September 26, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

TYLER, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(7/5/2016)

Louisiana
(8/22/2013)

Missouri
(2/28/2024)

Montana
(5/30/2024)

North Carolina
(5/19/2020)

Oklahoma
(2/22/2016)

Pennsylvania
(5/19/2020)

South Carolina
(5/19/2020)

Texas
(7/19/2013)

IAR

Texas
(8/13/2014)

Virginia
(5/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/9/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lisa Grimes

SANCTUARY ADVISORS, LLC

IAR

MIAMI, FL

Gary Williams

COMMONWEALTH FINANCIAL NETWORK

IAR

Columbia, MD

Kyle Jones

COOPER MCMANUS

IAR

Culver City, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vickie R. Boggio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vickie R. Boggio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

BBVA SECURITIES INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

GUARANTY BROKERAGE SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2014

Series 63

Date: 9/30/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2011

Series 6

Date: 8/9/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors