Terri L. Ritchie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terri Lynn Ritchie, who also goes by Terri Lynn Bradshaw, Terri Lynn Bradshaw, Terri L Mollard, Terri Lynn Mollard, Terri Lynn Mollard, was a registered financial professional .
Terri is a previously registered financial professional and started their career in finance in 2003. Terri had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2019 - January 28, 2026
SUNCOAST EQUITY MANAGEMENT, LLC
October 4, 2017 - August 19, 2019
MORGAN STANLEY
October 3, 2017 - August 19, 2019
MORGAN STANLEY
October 4, 2011 - September 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 3, 2011 - September 5, 2017
WELLS FARGO CLEARING SERVICES, LLC
September 30, 2010 - October 17, 2011
MORGAN STANLEY
March 5, 2010 - October 17, 2011
MORGAN STANLEY
June 1, 2009 - September 14, 2009
MORGAN STANLEY
March 28, 2003 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUNCOAST EQUITY MANAGEMENT, LLC
CRD#: 108289 / SEC#: 801-62262
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 810 |
| AUM (Assets Under Management) | $ 1,866,702,990 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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