Claudia P. Ripper

XP ADVISORY US

Davie, FL

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CRD#: 4642571

Professional summary

Claudia Palmeira Ripper, who also goes by Claudia Ripper, Claudia Palmeira Ripper, is a registered financial advisor currently at XP ADVISORY US, INC. located in Davie, Florida and XP INVESTMENTS US, LLC located in Miami, Florida.

Claudia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Claudia has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claudia Ripper | Claudia Palmeira Ripper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Palmeira Ripper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2022 - Present

XP ADVISORY US, INC.

RIA

CRD#: 173779

Davie, FL

Current

August 17, 2022 - Present

XP INVESTMENTS US, LLC

Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131

CRD#: 156691

Miami, FL

Past

August 13, 2020 - January 7, 2022

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

Miami, FL

Past

June 8, 2020 - January 7, 2022

SANTANDER SECURITIES LLC

CRD#: 41791

Miami, FL

Past

February 1, 2010 - May 15, 2019

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

October 7, 2008 - June 26, 2009

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Past

March 6, 2003 - October 8, 2004

BCP SECURITIES, INC.

CRD#: 27063

GREENWICH, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

XP ADVISORY US, INC.

XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.

CRD#: 173779 / SEC#: 801-114590

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Florida

Registered Investment Advisory firm - (2/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/27/2023)

District of Columbia
(3/29/2024)

IAR

Florida
(8/31/2022)

Florida
(9/30/2022)

Minnesota
(11/13/2023)

New York
(4/18/2024)

Texas
(6/19/2024)

Virginia
(3/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/28/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

XP ADVISORY US, INC.

XP ADVISORS, INC | XP PRIVATE, INC. | XP ADVISORY US, INC.

CRD#: 173779 / SEC#: 801-114590

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Florida

Registered Investment Advisory firm - (2/5/2019 Terminated)

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Contact information

Main Address

701 Brickell Avenue Suite 2120, Miami, FL 33131

Mailing Address

Phone number

(786) 725-5983

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

XP ADVISORY US, INC. WRAP FEE BROCHURE (3/19/2025)

XP ADVISORY US, INC FORM ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	386
AUM (Assets Under Management)	$ 1,563,934,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Claudia P. Ripper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claudia Palmeira Ripper's CRS (Customer Relationship Summary).

Certified licenses

Experience

XP INVESTMENTS US, LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

HSBC SECURITIES (USA) INC.

ITAU INTERNATIONAL SECURITIES INC.

BCP SECURITIES, INC.

Primary Firm SEC Registration

XP ADVISORY US, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2018

Series 63

Date: 10/28/2014

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2008

FINRA

Current Firm

XP ADVISORY US, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

XP ADVISORY US, INC.

TRUST BUT VERIFY

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