Shaun G. Heelan

MAAT INVESTMENT GROUP GMBH

MUNICH, 80336

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CRD#: 4641931

Professional summary

Shaun Gerard Heelan, who also goes by Shaun Heelan, is a registered financial advisor currently at MAAT INVESTMENT GROUP GMBH .

Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Shaun has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaun Heelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Gerard Heelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2024 - Present

MAAT INVESTMENT GROUP GMBH

Office #1: Paul-heyse-str. 29, Munich 80336

RIA

CRD#: 332840

MUNICH,

Past

January 5, 2009 - January 4, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 15, 2006 - January 26, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 24, 2003 - January 23, 2006

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAAT INVESTMENT GROUP GMBH

CRD#: 332840 / SEC#: 801-131245

RIA

Registered Investment Advisory firm - (10/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/23/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/2009

General Securities Principal Examination

Current Firm

MAAT INVESTMENT GROUP GMBH

CRD#: 332840 / SEC#: 801-131245

RIA

Registered Investment Advisory firm - (10/11/2024 Approved)

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Contact information

Main Address

Paul-heyse-str. 29, Munich 80336

Mailing Address

Phone number

(862) 256-7219

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - FORM ADV PART 2A (6/25/2025)

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 1,060,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shaun G. Heelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Gerard Heelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

MAAT INVESTMENT GROUP GMBH

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2024

Series 63

Date: 5/3/2004

Series 7

Date: 10/23/2003

Series 24

Date: 6/17/2009

Current Firm

MAAT INVESTMENT GROUP GMBH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAAT INVESTMENT GROUP GMBH

TRUST BUT VERIFY

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