Kathryn M. Wallace
Professional summary
Kathryn Marsh Wallace, CFP®, ChFC®, who also goes by Kathryn Marsh Brandt, Kathryn Brandt, Kathryn H Marsh, is a registered financial advisor currently at BASEPOINT WEALTH, LLC located in Cedar Rapids, Iowa.
Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kathryn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Marsh Wallace's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
October 9, 2017 - Present
BASEPOINT WEALTH, LLC
Office #1: 4144 Golf Street Ne, Cedar Rapids, IA 52402May 19, 2003 - October 11, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 16, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 16, 2003 - October 11, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BASEPOINT WEALTH, LLC
CRD#: 289538 / SEC#: 801-111782
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2017)
Exams
Current Firm
BASEPOINT WEALTH, LLC
CRD#: 289538 / SEC#: 801-111782
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,715 |
| AUM (Assets Under Management) | $ 883,834,872 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/17/2025 | ||
| 10/23/2024 | ||
| 08/22/2023 |
Red Flags
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