Kathryn M. Wallace

BASEPOINT WEALTH

Cedar Rapids, IA 52402

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CRD#: 4641895

Professional summary

Kathryn Marsh Wallace, CFP®, ChFC®, who also goes by Kathryn Marsh Brandt, Kathryn Brandt, Kathryn H Marsh, is a registered financial advisor currently at BASEPOINT WEALTH, LLC located in Cedar Rapids, Iowa.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kathryn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Marsh Brandt | Kathryn Brandt | Kathryn H Marsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real Estate Ownership; Single Family; Marion IA 52302; Not Investment Related; Jan 2014. Board Member of Cedar Rapids Metro YMCA; a non-profit organization and a volunteer with no compensation; This employee activity was allowed on 02/08/2018 by Katie Ortgies Basepoint Tax & Accounting LLC; Partner; investment related: No; 4144 Golf Street NE, Cedar Rapids, IA 52402; Basepoint Tax & Accounting LLC is an accounting firm that handles bookkeeping, payroll, accounting, and tax preparation for its client base; Duties: Leadership and management; 2021-06-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Marsh Wallace's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

Experience

Current

October 9, 2017 - Present

BASEPOINT WEALTH, LLC

Office #1: 4144 Golf Street Ne, Cedar Rapids, IA 52402

RIA

CRD#: 289538

Cedar Rapids, IA

Past

May 19, 2003 - October 11, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CEDAR RAPIDS, IA

Past

April 16, 2003 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 16, 2003 - October 11, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASEPOINT WEALTH, LLC

CRD#: 289538 / SEC#: 801-111782

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2003

General Securities Representative Examination

Current Firm

BASEPOINT WEALTH, LLC

CRD#: 289538 / SEC#: 801-111782

RIA

Registered Investment Advisory firm - (9/29/2017 Approved)

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Contact information

Main Address

4144 Golf Street Ne, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 826-1898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASEPOINT WEALTH - ADV PART 2A AND APPENDIX 1 (5/30/2025)

Regulatory assets under management

Total Number of Accounts	3,881
AUM (Assets Under Management)	$ 776,175,833

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/17/2025	Cover Page	Report
10/23/2024	Cover Page	Report
08/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn M. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Marsh Wallace's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BASEPOINT WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2003

SIE

Date: 10/11/2017

Series 7

Date: 4/15/2003

Current Firm

BASEPOINT WEALTH, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BASEPOINT WEALTH, LLC

TRUST BUT VERIFY

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