Kathryn Marsh Wallace
CFP®, ChFC®Professional Summary
Kathryn Marsh Wallace, CFP®, ChFC®, who also goes by Kathryn Marsh Brandt, Kathryn Brandt, Kathryn H Marsh, is a registered financial advisor currently at BASEPOINT WEALTH, LLC located in Cedar Rapids, Iowa. Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kathryn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathryn Marsh Brandt, Kathryn Brandt, Kathryn H Marsh
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
BASEPOINT WEALTH, LLC
Contact Information
Main Address
4700 N. River Blvd Ne, Cedar Rapids, IA 52411Phone Number
(319) 826-1898# of Employees
24SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,715AUM (Assets Under Management)
$883,834,872Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/17/2026 | Cover Page | Report |
| 09/17/2025 | Cover Page | Report |
| 10/23/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BASEPOINT WEALTH, LLC
State Registrations and Notice Filings
(10/9/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kathryn Marsh Wallace's CRS (Customer Relationship Summary).
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