Mary C. Hanson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
PLEASANT HILL, CA 94523
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CRD#: 4641891
Professional summary
Mary Catherine Hanson, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Pleasant Hill, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in San Ramon, California.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Mary has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HORIZON WEALTH SOLUTIONS, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA, 01/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 7 HR/MO 4/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2010, AS ADVISORY REP OF A RIA. INV REL, 50 HR/WK 30/TRADING 3) HORIZON WEALTH SOLUTIONS, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA, CFP, 07/2013, INV REL, 50 HR/WK 25/TRADING HR 4) SAN RAMON CHAMBER OF COMMERCE, 2410 CAMINO RAMON STE 110 SAN RAMON CA, NETWORKING LEADER, 01/2021, NIR, 6 HR/MO 3/TRADING HR 5) MARY HANSON, 3478 BUSKIRK AVE, SUITE 1000 PLEASENT HILL CA, 01/2010, INSURANCE AGENT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 7/HR MO, 4/HR MO TRADING 6) MARY HANSON, 6101 BOLLINGER CANYON RD #355 SAN RAMON CA, 01/2022, BOD DIRECTOR, COUNCIL MEMBER SAN RAMON CHAMBER OF COMMERCE, NIR, 4 HR/MO 2 HR/MO TRADING 7) BLUE DOT WEALTH MANAGEMENT, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA 94523, 07/2023, IAR, DBA, INV REL, 170 HR/MO 120 HR/MO TRADING 8) MARY HANSON, 7237 Secret Garden Loop, Roseville CA 95747, 11/2024, Owner, Real Estate, NIR, 4 HR/MO, 0 HR/MO TRADING. 9) PROFESSIONAL WOMEN'S REFERRAL GROUP, 2820 Shadelands Drive, Walnut Creek CA 94598, 01/2025, BOARD MEMBER, MARKETING, NIR 4 HR/MO - 5 HR/MO TRADING. 10) REFERRAL PROS, 201 No. Civic Drive, Walnut Creek CA 94596, United States, 01/16/2025, President, Networking, NIR, 6 HR/MO, 2 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Catherine Hanson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
February 21, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3478 Buskirk Ave Suite 245, Pleasant Hill, CA 94523Office #3: 2999 Douglas Blvd., Ste 180, Roseville, CA 95661Office #4: 111 Deerwood Rd. Suite 200, San Ramon, CA 94583RIA
CRD#: 134139
PLEASANT HILL, CA
Current
February 21, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 111 Deerwood Rd. Ste. 200, San Ramon, CA 94583Office #2: 3478 Buskirk Avenue Suite 1000, Pleasant Hill, CA 94523BD
CRD#: 39543
San Ramon, CA
Past
February 2, 2010 - February 24, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WALNUT CREEK, CA
Past
January 20, 2010 - February 24, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WALNUT CREEK, CA
Past
September 8, 2004 - January 26, 2010
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WALNUT CREEK, CA
Past
August 17, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
WALNUT CREEK, CA
Past
August 17, 2004 - January 26, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WALNUT CREEK, CA
Past
April 19, 2004 - August 20, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/21/2012)
IAR
California(2/21/2012)
RR
Colorado(6/26/2024)
RR
Georgia(6/26/2024)
RR
Ohio(9/5/2024)
RR
Oklahoma(10/20/2021)
RR
Oregon(2/21/2012)
RR
Rhode Island(11/21/2024)
RR
South Carolina(4/8/2025)
RR
Texas(8/17/2015)
IAR
Texas(8/17/2015)
RR
Utah(7/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Pleasant Hill, CA 94523TRUST BUT VERIFY
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