Andrew T. Epstein
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
RANDOLPH, NJ
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CRD#: 4641792
Professional summary
Andrew Thomas Epstein, who also goes by Andrew Thomas Epstein, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Randolph, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Morristown, New Jersey.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
After working with many clients in different situations for 19 years, I truly believe that my experience and understanding of financial planning will assist you in working to pursue your own financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Thomas Epstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Thomas Epstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Florida
No - Business Management
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 35 Morris Street, Morristown, NJ 07960RIA
CRD#: 104555
RANDOLPH, NJ
Current
August 27, 2003 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 35 Morris Street, Morristown, NJ 07960BD
CRD#: 7784
Morristown, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
RANDOLPH, NJ
Past
December 4, 2003 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/9/2017)
RR
California(4/23/2020)
RR
Colorado(12/12/2014)
RR
Connecticut(1/3/2005)
RR
Delaware(3/12/2021)
IAR
Delaware(10/15/2025)
RR
District of Columbia(9/19/2019)
RR
Florida(8/27/2003)
RR
Georgia(8/9/2017)
RR
Hawaii(10/9/2020)
RR
Idaho(3/4/2022)
RR
Illinois(4/23/2020)
RR
Maine(1/3/2020)
RR
Maryland(10/5/2016)
RR
Massachusetts(8/9/2017)
RR
Michigan(11/16/2020)
RR
Minnesota(8/9/2017)
RR
Missouri(7/19/2024)
RR
New Jersey(8/27/2003)
IAR
New Jersey(3/31/2025)
RR
New York(4/6/2004)
IAR
New York(10/17/2025)
RR
North Carolina(1/5/2011)
RR
Pennsylvania(9/5/2013)
IAR
Pennsylvania(10/15/2025)
RR
Rhode Island(9/22/2020)
RR
South Carolina(9/19/2019)
RR
Texas(1/3/2020)
IAR
Texas(3/31/2025)
RR
Utah(12/13/2022)
RR
Virginia(9/19/2019)
IAR
Virginia(10/16/2025)
RR
Washington(5/3/2024)
RR
Wisconsin(9/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Randolph, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
